Anti-Money Laundering &
Counter-Financing of Terrorism Training 2020
25 February 2020|4:00 PM - 5:30 PM
We cordially invite you to join our professional development event to cover the recent SFC Circular to Licensed Corporations and Associated Entities on the topic of Anti-Money Laundering and Counter-Financing of Terrorism.
For this session, we will discuss the key findings and areas for improvement from the Mutual Evaluation Report of Hong Kong published by the Financial Action Task Force. We will also provide an update on major AML/CFT regulatory developments, inspection findings and other supervisory observations on AML/CFT.
A Certificate of Attendance will be provided for the participants who attend the entire session.
Due to the current situation with the Novel Coronavirus (nCoV), we are continuing the online session format via Zoom. During the registration, if you have any specific questions, please submit them in advance. We will attempt to address them during the session.
FOUNDING PARTNER | CAPITAL COMPANY LIMITED
Jessica is a Founding Partner, Responsible Officer and Compliance Officer of ‘The Capital Company Hong Kong Limited’, a new independent asset manager formed in the beginning of 2017. Prior to her time at The Capital Company, Jessica helped to found EXS Capital Asia Limited in 2008, and served as a Responsible Officer and head of Operations and Compliance for the firm until the end of 2016. She and her team built a substantial asset management practice during their time at EXS which is part of the core of their new joint venture The Capital Company.
She is an expert in many areas including tax and estate planning but her unique niche is catering to Americans living in Asia. Jessica separately manages an American-oriented wealth management practice in Asia. She and her team specialize in providing fee-based comprehensive wealth management and planning services to U.S. citizens expatriated in Asia and to persons with U.S. related planning needs. Over the last fourteen years, Jessica has built a comprehensive wealth management service from the ground up and established an active presence across Asia-Pacific.
Before she moved to Asia, Jessica worked as a Registered Representative for Charles Schwab. While at Schwab, she obtained her Series 7, 63, and 66 NASD Securities Licenses. She continues to be licensed in the U.S. today as a Registered Investment Advisor and serves clients in the U.S. and across Asia Pacific.
While in Tokyo she completed her MBA at Temple University Japan. She also spent a year in AmeriCorps, the domestic Peace Corp, working with individuals with severe disabilities. Jessica is active in the American Chambers of Commerce in Hong Kong and Japan, and in the Foreign Executive Women’s Association and the Association of Women in Finance. Jessica is currently active in the Girl Scouts as an adult volunteer.