We will be hosting a professional development event to cover issues on anti-money laundering, counter-terrorist financing and know-your-client procedures for Independent Asset Managers. We will discuss the SFC Code of Conduct as it relates to these topics and discusses operational procedures for managing client records.
A Certificate of Attendance will be provided for the participants who attend the entire session, please arrive 10 minutes before the session for registration.
If you have specific questions, please submit them in advance and we will attempt to address these. Kindly contact support@aiam.com.hk
After the session, we wish for you to join us over lunch at Carbone (12 PM). As part of our Annual General Meeting (AGM), to review our accomplishments, operations and growth of the association for the upcoming year.
See you there!
Sincerely,
Committee Member
EVENT DETAILS
11 December 2019
10:00 AM - 11:00 AM
Venue
23/F Lucky Building,
39 Wellington Street,
Central, Hong Kong
Contact
For any question contact support@aiam.com.hk